The Financial Conduct Authority (FCA) has appointed Mark Steward as the new director of enforcement and market oversight, and Barbara Frohn as the director of risk and compliance oversight.

Steward works as the head of enforcement at the Hong Kong Securities and Futures Commission. Before this he worked at a number of senior positions with the Australian Securities and Investments Commission.

Go deeper with GlobalData

Data Insights

The gold standard of business intelligence.

Find out more

Frohn is a managing director for Santander US and has been seconded to the Institute of International Finance at Washington D.C, where she has been looking at the future of regulatory capital framework and the benchmarking of internal risk models.

These appointments have brought forward some of the planned leadership structural changes which the FCA revealed in late 2014, as Steward’s role will bring together the enforcement division with a new market oversight division.

How well do you really know your competitors?

Access the most comprehensive Company Profiles on the market, powered by GlobalData. Save hours of research. Gain competitive edge.

Company Profile – free sample

Thank you!

Your download email will arrive shortly

Not ready to buy yet? Download a free sample

We are confident about the unique quality of our Company Profiles. However, we want you to make the most beneficial decision for your business, so we offer a free sample that you can download by submitting the below form

By GlobalData
Visit our Privacy Policy for more information about our services, how we may use, process and share your personal data, including information of your rights in respect of your personal data and how you can unsubscribe from future marketing communications. Our services are intended for corporate subscribers and you warrant that the email address submitted is your corporate email address.